Our team includes lawyers who have specialist expertise in the area of financial regulation. They provide advice to individuals and organisations who are regulated by the Financial Services Authority, e.g. AIM Nominated Advisers, stockbrokers, insurance brokers, and fund managers. They can also prepare conditions of trading that comply with the relevant requirements (including those of the FSA).
In particular, advice is given on the application of the various technical exemptions to the wide-ranging ambit of the FSA regulatory regime, and on related negotiations with the FSA. We assist when FSA disciplinary issues arise.
We also have experience in advising companies limited by guarantee, Industrial and Provident Societies, charities, and other not-for-profit organisations on corporate and regulatory issues.
"Gresham House has been a client of the firm through Keith Robinson and his team for over a quarter of a century. We have a close relationship with them, we value their advice, and the work has covered many aspects of corporate work, including asignificant number of flotations on the main market and the various junior markets in London and one flotation in Amsterdam."
Freddie Stirling
Chairman and Chief Executive
Gresholm House PLC
Freddie Stirling
Chairman and Chief Executive
Gresholm House PLC